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Important News Release for Mutual Fund Investors

When purchasing class a shares of mutual funds you and your immediate family (normally defined as your spouse and children under 21) may combine investments to reduce your class a sales charge at certain levels of investment (known as breakpoints). This can be done infour ways:

1) Aggregating accounts - you may aggregate investments within a fund family if made for your own account and certain other accounts, such as:

  • trust accounts established by above individuals
  • solely controlled business accounts
  • single participant retirement accounts

2) you may combine simultaneous purchases of shares of two or more funds within the same fund family.

3) You may take into account the current value (or if greater, the amount you invested less any withdrawals) of your existing holdings within a family of funds.

4) You may reduce your class a sales charge by establishing a statement of intentions which allows you to combine all non money market of shares within a fund family that you intend to make over a 13 month period.

Please note that these are generalizations and may vary among mutual fund families. Ask your nestlerode representative for details.

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